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What are the compliance dates for Form PF?


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What are the compliance dates for Form PF?

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For currently registered investment advisers and firms that register as investment advisers in 2012, Form PF has a two-stage period for filing.

For Advisers with at least $5 billion in assets under management attributable to hedge funds, at least $5 billion in combined assets under management attributable to liquidity funds and registered money market funds, or advisers with at least $5 billion in assets under management attributable to private equity funds, the compliance date is June 15, 2012. Such firms must begin filing Form PF following the end of their first fiscal year or fiscal quarter, as applicable, to end on or after June 15, 2012.

Most private fund advisers must begin filing Form PF following the end of their first fiscal year or fiscal quarter, as applicable, ending on or after December 15, 2012. For example, a firm whose quarter ends on December 31st 2012 will need to file its first Form PF report with the SEC by April 30, 2013.

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