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Are there refunds for canceling your Series 65 examination?

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If you just change your mind, then you will not receive a refund of your Series 65 exam fees. If you are “grandfathered” into a state and the IARD automatically charges you for a Series 65 examination when you filed your Form U4 to register as an investment advisor representative, then you may contact your state securities regulator, who will make a determination as to whether or not they will refund the charge.

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