Sample WSP/CoE Section

Name	Price	Buy
Sample WSP/CoE - Social Objectives Investing - ESG & Biblically Responsible	$250.00	Sample WSP/CoE - Social Objectives Investing - ESG & Biblically Responsible quantity
Sample WSP/CoE Section - Form ADV Part 3	$250.00	Sample WSP/CoE Section - Form ADV Part 3 quantity
WSP/CoE Section - Advertising	$400.00	WSP/CoE Section - Advertising quantity
WSP/CoE Section Update - Account Type Suitability (Commission vs. Fee)	$250.00	WSP/CoE Section Update - Account Type Suitability (Commission vs. Fee) quantity
WSP/CoE Section Update - Account Type Suitability (Wrap v. Non-Wrap Fee Account)	$250.00	WSP/CoE Section Update - Account Type Suitability (Wrap v. Non-Wrap Fee Account) quantity
WSP/CoE Section Update - Broker-Dealer v. Advisory Accounts - Policy/Procedures Only	$175.00	WSP/CoE Section Update - Broker-Dealer v. Advisory Accounts - Policy/Procedures Only quantity
WSP/CoE Section Update - Communicating with the Press/News Media	$250.00	WSP/CoE Section Update - Communicating with the Press/News Media quantity
WSP/CoE Section Update - Cross Trade Procedures	$250.00	WSP/CoE Section Update - Cross Trade Procedures quantity
WSP/CoE Section Update - Different Fee Rates for Asset Classes in Retirement Accounts	$250.00	WSP/CoE Section Update - Different Fee Rates for Asset Classes in Retirement Accounts quantity
WSP/CoE Section Update - IAR CE	$250.00	WSP/CoE Section Update - IAR CE quantity
WSP/CoE Section Update - IAR Licensing in New York	$250.00	WSP/CoE Section Update - IAR Licensing in New York quantity
WSP/CoE Section Update - Identity Theft & Wire Fraud	$250.00	WSP/CoE Section Update - Identity Theft & Wire Fraud quantity
WSP/CoE Section Update - Insurance Agent (Not IAR Licensed) Attending Client Meeting	$250.00	WSP/CoE Section Update - Insurance Agent (Not IAR Licensed) Attending Client Meeting quantity
WSP/CoE Section Update - Inverse & Leveraged ETFs	$250.00	WSP/CoE Section Update - Inverse & Leveraged ETFs quantity
WSP/CoE Section Update - Investment Adviser Succession Plan	$250.00	WSP/CoE Section Update - Investment Adviser Succession Plan quantity
WSP/CoE Section Update - IRA Rollover Recommendations	$250.00	WSP/CoE Section Update - IRA Rollover Recommendations quantity
WSP/CoE Section Update - Mutual Fund Share Class Selection	$250.00	WSP/CoE Section Update - Mutual Fund Share Class Selection quantity
WSP/CoE Section Update - Non-Licensed Owner of RIA	$250.00	WSP/CoE Section Update - Non-Licensed Owner of RIA quantity
WSP/CoE Section Update - Participation on Investors Committee by Supervised Person	$250.00	WSP/CoE Section Update - Participation on Investors Committee by Supervised Person quantity
WSP/CoE Section Update - Protecting Older and Vulnerable Clients with Diminished Capacity	$250.00	WSP/CoE Section Update - Protecting Older and Vulnerable Clients with Diminished Capacity quantity
WSP/CoE Section Update - Recommending FIA in lieu of SMA is Retirement Account	$250.00	WSP/CoE Section Update - Recommending FIA in lieu of SMA is Retirement Account quantity
WSP/CoE Section Update - Reports to Parent Company Do Not Trigger Supervised Person, Access Person	$250.00	WSP/CoE Section Update - Reports to Parent Company Do Not Trigger Supervised Person, Access Person quantity
WSP/CoE Section Update - Section 13 Filings	$250.00	WSP/CoE Section Update - Section 13 Filings quantity
WSP/CoE Section Update - Text Messaging Permitted	$250.00	WSP/CoE Section Update - Text Messaging Permitted quantity
WSP/CoE Section Update - Wrap v. Non-Wrap Account	$250.00	WSP/CoE Section Update - Wrap v. Non-Wrap Account quantity
WSP/CoE Section Update – Text Messaging Prohibited	$250.00	WSP/CoE Section Update – Text Messaging Prohibited quantity