The U.S. Securities and Exchange Commission (SEC) announced on October 20, 2026, that it has entered into a new Memorandum of Understanding (MOU) with France’s Autorité des Marchés Financiers (AMF), establishing a framework for regulatory cooperation and information sharing.
Category Archives: Foreign Investment Advisor
There is good news for investment adviser firms located in the United Kingdom (“UK”) desiring to register as an investment adviser firm with the United States Securities and Exchange Commission (“SEC”).
