Category Archives: Conference
RIA Compliance Connection Agenda Released
July 21, 2021
We have released a tentative agenda for our August 25 and 26 investment adviser compliance conference “RIA Compliance Connection 2021.”
Top 10 Reasons to Attend RIA Compliance Connection 2021
April 21, 2021
Join RIA Compliance Consultants virtually on Wednesday, August 25 and Thursday, August 26 through Zoom for our 2021 RIA Compliance Connection Investment Adviser Compliance Conference. Don’t miss this opportunity to learn from and connect with industry experts and engage with like-minded peers all in the name of the best interest of your clients.
Apply for the Scholarship
For the second year in a row, RIA Compliance Consultants will award up to three scholarships to undergraduate or graduate students interested in compliance, personal finance or investment management. This scholarship is for purposes of attending the 2021 RIA Compliance Connection, an investment adviser compliance conference sponsored by RIA Compliance Consultants, Inc. RIA Compliance Connection will take place virtually through Zoom.com on Wednesday, August 25 and Thursday, August 26, 2021.
2021 Compliance Conference Registration Now Open
March 31, 2021
Join us virtually on August 25 and 26, 2021 for RIA Compliance Connection, our annual Investment Adviser Compliance Conference. RIA Compliance Connection is an opportunity to learn compliance best practices from our Compliance Consultants and other investment adviser compliance professionals.
Top 10 Reasons to Attend RIA Compliance Connection 2021
March 04, 2020
Join RIA Compliance Consultants virtually on Wednesday, August 25 and Thursday, August 26 through Zoom for our 2021 RIA Compliance Connection Investment Adviser Compliance Conference. Don’t miss this opportunity to learn from industry experts, engage with like-minded peers, and connect with industry experts all in the name of the best interest of your clients. Need more convincing?