Last Call: Register Now for RIA Compliance Connection 2023

August 08, 2023

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August 23 & 24, 2023 | Omaha, Nebraska & Online

The deadline to register for RIA Compliance Connection 2023 is quickly approaching. If you haven’t registered yet, now is the time to secure your spot for this exclusive compliance conference tailored for individuals affiliated with investment adviser firms.

Key Highlights

Format & Date: Attend either In-Person on Wednesday & Thursday, August 23 & 24 or virtually on Thursday, August 24.

Sessions: The conference includes 7 investment adviser compliance courses led by RCC’s Senior Compliance Consultants. See We are in the process of applying for IAR CE credit from NASAA* for these sessions, ensuring that they not only provide valuable insights but also contribute to investment adviser representative continuing education requirements in Arkansas, Kentucky, Maryland, Michigan, Mississippi, Oklahoma, Oregon, South Caroline, Vermont, Washington, D.C., and Wisconsin.

Deadline Alert: The last day to register for In-Person attendance is Monday, August 14, 2023. If you intend to register for Virtual attendance, the deadline is Monday, August 21, 2023. Don’t miss out on this unique opportunity to enhance your compliance knowledge.

Why Attend?

Expert-led Sessions: Gain insights from RCC’s Senior Compliance Consultants who bring a wealth of experience and knowledge.

New Regulatory Trends: Stay updated with the ever-evolving landscape of compliance and learn about the latest regulatory trends that could impact your firm.

Peer-to-Peer Networking: In-Person attendees will be able to connect with peers over the two days of the conference through group discussion sessions and informal meetings during breaks.

IAR CE Opportunity: This conference is not just about gaining knowledge; it’s also an opportunity to acquire IAR CE credits (subject to the course approval by NASAA*), helping you meet your continuing education requirements.

Register Now

Time is running out! Register for the RIA Compliance Connection 2023 by visiting:

Should you have any questions or require further information, please feel free to reach out to Tyler Bolden at

We hope to see you at the RIA Compliance Connection 2023 and are confident that it will provide immense value to you and your firm.

*NASAA does not endorse any particular provider of CE courses. The content of the course and any views expreseed are our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.

Posted by RCC
Labels: Conference, Continuing Education
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