The ADV Annual Amendment Service provided by RIA Compliance Consultants assists an investment adviser with preparing and filing through the IARD system the Form ADV Part 1 annual amendment that an investment adviser must file within 90 days of the investment adviser’s fiscal year end.
Before submitting the online payment for this service you will be prompted to execute an electronic contract. Once we have received your executed agreement along with your online payment, we will email you instructions on how to provide RIA Compliance Consultants with user access to your IARD/Web CRD Account. This will allow us to prepare and submit documents on your behalf.
Watch our webinar to get expert advice for drafting your Form ADV Annual Updating Amendment.
*Advisers managing private funds may be charged additional fees. If you manage a private fund and are an existing client, you should contact your consultant to discuss the price prior to engaging RIA Compliance Consultants for this service. New clients can click here to schedule a time for someone to call you to discuss pricing or contact Tammy Emsick at (877) 345-4034 Ext. 102.