The Colorado Division of Securities recently implemented one of the most significant changes to the state’s investment adviser licensing framework in years. Effective August 12, 2026, Colorado House Bill 26-1188 amended the Colorado Securities Act by removing the longstanding “place of business” limitation from certain investment adviser licensing and federal covered adviser notice-filing provisions.
Category Archives: Colorado Investment Advisor
Colorado’s 2023 Investment Adviser Examination Priorities
February 12, 2023
The Colorado Division of Securities recently issued its 2023 examination priorities for state-registered investment adviser firms registered with the State of Colorado.
The Division of Securities within the Colorado Department of Regulatory Agencies recently provided guidance to state-registered investment adviser firms who received Paycheck Protection Program (“PPP”) loans. Click here to review this guidance.
