Job Openings at RIA Compliance Consultants

RIA Compliance Consultants, Inc. is working to change the compliance future of investment advisers.

We love helping our investment adviser clients with compliance and believe only through a great compliance program can an investment adviser truly meet the best interests of its clients.

We are regularly looking to add to our team fun, smart, driven and talented individuals who are also passionate about investment adviser compliance.

Current Openings

RIA Compliance Consultants is currently looking to hire individuals for the following positions:

 How We Hire

RIA Compliance Consultants follows a “right people, right seats” model for hiring new team members.

We are looking for people who will fit with our team culture defined by our core company values and are the “right people” for RIA Compliance Consultants:

  1. Helping Investment Advisers Do the Right Things for Their Clients – Meeting Regulatory Requirements and Acting in Accordance with Fiduciary Duties;
  2. Building a Community of Investment Adviser Compliance Professionals;
  3. Learning and Teaching Compliance;
  4. Working Together as a Team; and
  5. Doing Great Work that Supports a Great Life.

We want to make sure that you are a fit for the role we are looking to fill and would be in the “right seat” for the job we need.

If you know you are one of our people and live our values and can do the work we need doing, we would love to hear from you.