Knowledge Base

Recorded Webinar: CCO Basic Training – 2/2/2023

Date Recorded: February 2, 2023

Time: 67 minutes

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During this CCO Basic Training webinar, Bryan Hill, president of RIA Compliance Consultants, discusses the requirement for each investment adviser to designate an individual to serve in the role as the Chief Compliance Officer (CCO) pursuant to Rule 206(4)-7 under the Investment Advisers Act of 1940. He discusses the role of the CCO and provides an overview of the CCO’s ongoing compliance requirements. Included with Value, Bronze, Silver, Gold, Platinum & Titanium packages. Don't have access? Purchase here.

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