Knowledge Base

Is there a substantive difference between the terms “investment adviser” and “investment advisor”?


Search Knowledge Base by Keyword

Is there a substantive difference between the terms “investment adviser” and “investment advisor”?

< Back

No, the term “investment adviser” with the “er” ending has the same meaning as the term “investment advisor” with the “or” ending.  Under federal law, “investment adviser” with the “er” ending was utilized by Congress; however, “investment advisor” with the “or” appears to be a more popular form within the securities industry.

Unless otherwise indicated, all materials on these pages are copyrighted by RIA Compliance Consultants, Inc. All rights reserved. No part of this Sample Form, slides, webinar, either text, image, or audio may be used for any purpose other than personal use. Reproduction, modification, storage in a retrieval system or retransmission, in any form or by any means, electronic, mechanical or otherwise, for reasons other than personal use, is strictly prohibited without prior written permission.