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What are the fees associated with filing Form PF?

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Filing fees are charged by FINRA to use the IARD system. The filing fees for SEC-registered investment advisers filing Form PF using the IARD system are $150 for each annual report and $150 for each quarterly report.

Where can I find more information on Form PF?

Additional information regarding Form PF can be found on the SEC’s website. The SEC also has its own FAQ for Form PF.

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