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Advertising – Testimonial/Endorsement (No Compensation) Authorization

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This Advertising - Testimonial/Endorsement (No Compensation) Authorization is a sample investment adviser form which is intended as an example of an authorization from a client or third-party to utilize a testimonial or endorsement without any compensation. Under this authorization, the client or third-party confirms the accuracy of the testimonial or endorsement, authorizes the investment adviser to use of the testimonial/endorsement and requires the client or third-party to notify the investment adviser if the testimonial/endorsement becomes inaccurate. Included with Platinum & Titanium Packages. Initially posted in November 2022 Don't have access to this form? Buy it Here.

Unless otherwise indicated, all materials on these pages are copyrighted by RIA Compliance Consultants, Inc. All rights reserved. No part of this Sample Form, slides, webinar, either text, image, or audio may be used for any purpose other than personal use. Reproduction, modification, storage in a retrieval system or retransmission, in any form or by any means, electronic, mechanical or otherwise, for reasons other than personal use, is strictly prohibited without prior written permission.