This is a sample investment adviser form which is a checklist of best practices to asssit an investment adviser firm in detecting cherry picking of block traddes and IPO allocations.
Available to Annual Compliance Program (Bronze, Silver, Gold, Platinum & Titanium Packages) through our Knowledge Base. Available for a la carte purchase at: https://www.ria-compliance-consultants.com/product/trading-checklist-for-detecting-cherry-picking/