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Advertising – Endorser (Unaffiliated) – Disclosure Statement

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This Advertising - Endorser (Unaffiliated) - Disclosure Statement is a sample investment adviser form which is intended as an example of a disclosure statement for an endorsement by an unaffiliated party of an investment adviser registered with the SEC.  This sample disclosure statement is intended to document an unaffiliated endorser's required disclosures to a prospective client in accordance with the SEC's Marketing Rule.  This sample endorser disclosure statement includes an acknowledgement of the endorser’s status, a description of the compensation and examples of an endorser’s conflicts of interest.   Included with Platinum & Titanium Packages. Don't have access to this sample form? Buy it Here. Initially posted in November 2022.

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