CCO Basic Training

$69.95

During this webinar, Bryan Hill, president of RIA Compliance Consultants, will discuss the requirement for each investment adviser to designate an individual to serve in the role as the Chief Compliance Officer (CCO) pursuant to Rule 206(4)-7 under the Investment Advisers Act of 1940.

Description

During this CCO Basic Training webinar, Bryan Hill, president of RIA Compliance Consultants, will discuss the requirement for each investment adviser to designate an individual to serve in the role as the Chief Compliance Officer (CCO) pursuant to Rule 206(4)-7 under the Investment Advisers Act of 1940. He will discuss the role of the CCO and provide an overview of the CCO’s ongoing compliance requirements.

This webinar will be presented live on Thursday, February 2 at 12:00 p.m. CST.

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