Strategic Alliance Members

  • Bridge Financial Technology
    • Bridge Financial Technology is an automation-focused software designed to help advisors save time by streamlining back office functions and effectively scale their business with confidence. Bridge is focused on improving and expanding our technology in order to give advisors the tools they need to improve efficiency in the back office, enhance client interactions, and spend more time with existing clients or continuing to grow their business. Bridge’s trading partnership enables advisors to efficiently manage portfolio construction and execution in-house, in addition to accessing the full suite of BridgeFT for consistent, clean back-end reporting, automated billing, and support from BridgeFT.

      Click here to learn more about BridgeFT.

  • Lockton Affinity, LLC - Insurance Solutions
    • Click here to learn more about Lockton Affinity, LLC.

  • Unitifi: Financial Behavior Defined
    • Unitifi’s tools provide a modern solution for financial professionals to fulfill their fiduciary responsibility to know and understand their client. These same tools benefit firms to help them grow and retain AUM based on client personality and financial behavior.

      Click here for more information about Unitifi.

  • WiserAdvisor - Paladin Research & Registry
    • WiserAdvisor has over 20 years’ experience in connecting motivated investors to financial advisors nationwide. The company has successfully generated qualified investor referrals worth billions of dollars in AUM for its advisor members. Our qualified leads enable advisors to spend their valuable time focusing on serving the investors rather than spending their time identifying qualified prospects. Additionally, our SEO enhanced advisor profiles and listings on 6 premium directories increase exposure and credibility. Our combined services enable advisors to reach beyond their current circle of influence and grow their AUM. WiserAdvisor believes in empowering the investor, as well as the advisor, reach their financial goals. The advisor member program is therefore, easy, convenient and completely customizable.

      *Advisors must qualify to participate in WiserAdvisor/PaladinRegistry.com

      Click here to learn more about WiserAdvisor/Paladin Registry

       

  • SmartRIA
    • Work with your RCC consultant directly through SmartRIA to manage compliance oversight and obligations for your entire team. SmartRIA is designed to make the complex and often frustrating world of regulatory compliance easier to manage and understand. We strive to solve more compliance problems for RIAs than any other software platform, and focus everything we do on ease of use.  Our unique workflows and roles for CCOs, IARs, access and admin support persons create compliance solutions for any sized company.

      Click here to learn more about SmartRIA

  • Become a Strategic Alliance Member
    • To become a Strategic Alliance Member with RIA Compliance Consultants please email bizdevteam@ria-compliance-consultants.com.

The determination to use the services or products of a Strategic Alliance member is an important decision and should not be based solely upon a member’s participation in our Strategic Alliance Program. RIA Compliance Consultants is not affiliated with these Strategic Alliance members, does not control or supervise the services or products of the Strategic Alliance member and reference to these Strategic Alliance members does not mean that RIA Compliance Consultants has performed any level of due diligence on the Strategic Alliance member’s services or products. As with any service provider, clients are urged to perform their own due diligence on the Strategic Alliance members listed on this page. Each registered investment adviser should perform its own independent investigation and evaluation to make sure that the Strategic Alliance member is the best fit for its firm.

RCC receives compensation for these Strategic Alliance memberships.

This page uses links to Strategic Alliance Member’s website, which are not supervised or operated by RIA Compliance Consultants. We cannot attest to the accuracy of information provided by linked sites. Linking to a web site does not constitute an endorsement by RIA Compliance Consultants of any of its employees of the sponsors of the site or the products presented on the site. Technical problems with outside links, other than a link that has been moved or changed, should be reported to the entity that maintains the site.