Strategic Alliance Members

  • Unitifi: Financial Behavior Defined; Now UCIT - Now You KNOW!
    • Unitifi’s focus is on Relationship Based Advising through a Modernized FinTech Software Assessment that takes < 10 minutes for the client to complete and < 5 minutes for the FinPros to understand. The Client’s Personality & Behavior is Documented for Compliance. Utilization of these tools can reduce E&O Premiums up to 30% & help increase AUM substantially.

      Click here to learn more about how Unitifi can help you and your firm today!

  • Become a Strategic Alliance Member
    • To become a Strategic Alliance Member with RIA Compliance Consultants please email

The determination to use the services or products of a Strategic Alliance member is an important decision and should not be based solely upon a member’s participation in our Strategic Alliance Program. RIA Compliance Consultants is not affiliated with these Strategic Alliance members, does not control or supervise the services or products of the Strategic Alliance member and reference to these Strategic Alliance members does not mean that RIA Compliance Consultants has performed any level of due diligence on the Strategic Alliance member’s services or products. As with any service provider, clients are urged to perform their own due diligence on the Strategic Alliance members listed on this page. Each registered investment adviser should perform its own independent investigation and evaluation to make sure that the Strategic Alliance member is the best fit for its firm.

RCC receives compensation for these Strategic Alliance memberships.

This page uses links to Strategic Alliance Member’s website, which are not supervised or operated by RIA Compliance Consultants. We cannot attest to the accuracy of information provided by linked sites. Linking to a web site does not constitute an endorsement by RIA Compliance Consultants of any of its employees of the sponsors of the site or the products presented on the site. Technical problems with outside links, other than a link that has been moved or changed, should be reported to the entity that maintains the site.