Reviewing and Updating Investment Adviser Client Agreements

$69.95

During this webinar, President of RIA Compliance Consultants Bryan Hill shares his insights about key provisions and disclosures that should be considered when reviewing and/or updating an investment adviser’s client agreement.

Description

During this webinar, President of RIA Compliance Consultants Bryan Hill shares his insights about key provisions and disclosures that should be considered when reviewing and/or updating an investment adviser’s client agreement. Additionally, Bryan reviews state and federal regulatory requirements, common mistakes and best practices for an investment adviser to consider when preparing its client agreement.

This webinar was presented live on Wednesday, April 27 at 12:00 p.m. CDT.

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