This Form ADV – Language – IAR PPP Loan Disclosure is a sample investment adviser form which is This is sample Form ADV Part 2B language disclosing a PPP loan received by an investment adviser representative. .
This language is intended for an independent contractor IAR who receives a PPP loan seperate from the a PPP loan received by an investment adviser firm.
This sample form should be considered as a starting point; the investment adviser firm will need to customize this sample form to its business model and policies and procedures. Please see our disclosure about the limitations of sample form at http://www.ria-compliance-consultants.com/ria_express_investment_advisor_compliance_tools/sample-forms/
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This sample document is not intended to detect or prevent fraud, selling away, Ponzi schemes, undisclosed outside business activities, inaccurate or false fee calculations, theft, misappropriation or unlawful conversion of client funds.
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