Frequently Asked Questions
2019 Investment Adviser Compliance Conference

  • Overview
    • Come to Omaha, which, honestly, “it’s not for everyone,” for compliance education, training, and peer interactions.

      Join RIA Compliance Consultants for our 2019 Investment Adviser Compliance Conference where our compliance consultants will address how investment adviser firms can successfully navigate the regulatory maze and adopt appropriate procedures for their compliance programs.

      attendee comments

      Absolutely informational! – 2018 Conference Attendee

      Great venue. RCC consultants are extremely knowledgeable. – 2018 Conference Attendee

      I’m bringing my whole compliance team next year. – 2018 Conference Attendee

      who attends

      Conference attendees have included:

      • Chief Compliance Officers / Investment Advisers / General Counsels
      • Managing Directors /Operations Officers
      • State registered RIAs/ SEC Registered RIAs
  • Venue
    • Scott Conference Center

      Address6450 Pine St, Omaha, NE 68106

      B2B Omaha’s Best Business Conference Center 2011-2017

      Nearest Airport: Omaha Airport, Eppley Airfield (OMA)

      Hotel Information

  • Agenda and Speakers
    • Conference Topics

      Still to be announced.

      pre-conference topics

      Still to be announced.


      • Bryan Hillpresident, RIA Compliance Consultants
      • Jarrod Jamesvice-president, RIA Compliance Consultants
      • Tom ZielinskiSenior Compliance Consultant, RIA Compliance Consultants
      • Teresa O’GradyCompliance Consultant, RIA Compliance Consultants
      • Tammy EmsickSenior Compliance Consultant, RIA Compliance Consultants
  • Cost
    • $345 per attendee for both days of the conference if seats are purchased before June 1, 2019

  • Register Now


  • Photos of Last Year's Conference