Frequently Asked Questions
2019 Investment Adviser Compliance Conference

  • Overview
    • Come to Omaha, which, honestly, “it’s not for everyone,” for compliance education, training, and peer interactions.

      Join RIA Compliance Consultants for our 2019 Investment Adviser Compliance Conference where our compliance consultants will address how investment adviser firms can successfully navigate the regulatory maze and adopt appropriate procedures for their compliance programs.

      attendee comments

      Absolutely informational! – 2018 Conference Attendee

      Great venue. RCC consultants are extremely knowledgeable. – 2018 Conference Attendee

      I’m bringing my whole compliance team next year. – 2018 Conference Attendee

      who attends

      Conference attendees have included:

      • Chief Compliance Officers / Investment Advisers / General Counsels
      • Managing Directors /Operations Officers
      • State registered RIAs/ SEC Registered RIAs
  • Venue
    • Scott Conference Center

      Address6450 Pine St, Omaha, NE 68106

      B2B Omaha’s Best Business Conference Center 2011-2017

      Nearest Airport: Omaha Airport, Eppley Airfield (OMA)

  • Agenda and Speakers
  • Cost
    • $345 per attendee for both days of the conference if you register before June 21, 2019.

      *Attendees have to be affiliated with an investment adviser firm and cannot be a vendor.

      Refund Policy:

      75% before June 11;

      50% before July 11;

      25% before August 11; and

      0% on August 11 and after.

  • Register Now


  • Hotels
    • Courtyard by Marriott – 1625 South 67th Street, Omaha, NE 68106, (402-951-4300), is one block from the Scott Conference.

      • Rate: $129/Night
      • Booking Link:
      • Website rates will reflect higher than the discount rate.  When booking online, you will need to call the Courtyard by Marriott directly at 402-951-4300 and let them know you are attending a conference at the Scott Conference Center in order to reserve your room at the discounted rate of $129/night.  Reserved rooms are not held under RIA Compliance Consultants.
      • No Hotel Shuttle
      • Breakfast Options Available (Additional Charge)
      • Free WIFI

      The Hampton Inn – Aksarben – 1401 South 72nd Street, Omaha, Nebraska, 68124, (866-238-4218), is approximately ¾ of a mile from the Scott Conference Center.

      Hilton Garden Inn – 6737 Frances Street, Omaha, NE 68106 (402-334-4441), is approximately 3 blocks from the Scott Conference Center.

  • Aksarben Village
  • Photos of Last Year's Conference