Live Compliance Training – It’s not for You, It’s for Your Clients

August 15, 2019

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Join RIA Compliance Consultants on Wednesday, September 11 and Thursday, September 12 at the Scott Conference Center in Omaha, NE. Don’t miss this opportunity to learn from industry experts, engage with like-minded peers, and connect with the top leaders in the industry all in the name of the best interest of your clients. Need more convincing?

The Top 10 Reasons to Register for RCC’s 2019 Investment Adviser Compliance Conference

  1. Flying to Omaha is still Cheap!

You can book non-stop, round trip flights to Omaha for under $350 from:

  • Atlanta, Houston, LaGuardia, LAX, Chicago, Phoenix, Denver, Salt Lake City, Minneapolis
  • And click here to check out our great hotel deals
  1. No time to travel? You don’t even have to leave your desk!

This year, RIA Compliance Consultants is excited to offer two attendance options. You can either choose to join us and fellow investment adviser compliance professionals in Omaha, NE on Sept. 11 and 12 or you can watch our LiveStream broadcast from the comfort of your desk on Sept. 12. Click here register for the LiveStream of Day 2 of our conference.

  1. You’ve got questions, we’ve got answers

Whether you’re a new CCO or a seasoned veteran, you probably have some questions about your compliance program. Ask our consultants! During sessions, in between presentations, during the cocktail hour, or in the exhibit hall, it doesn’t matter. If you have questions for us we’ll have answers for you.

  1. Cost-effective registration

We are sensitive to your budgetary constraints and continue to maintain our low registration fees. Book your accommodations through our hotel room block to take advantage of savings and maximize your networking experience.

  1. Discover new products and services

RIA Compliance Consultants is proud to include an exhibit hall at this year’s conference where we will feature vendors who are available to answer your questions and give live demonstrations.

  1. Network with peers

Our speakers aren’t the only people you’ll learn from. Connect with representatives from other investment adviser firms who face the same challenges you do – bounce ideas off each other, see where you stand compared to others, form new relationships, and maybe even make a few friends!

  1. Create your own agenda

With breakout sessions on Day 1 and peer groups on Day 2, you’ll have the ability to design your own personalized conference experience. Click here for the complete list of sessions.

  1. Expand your knowledge

Learn from our compliance experts about State and SEC regulatory examinations, enforcement actions, and new requirements like the Form CRS Relationship Summary/ADV Part 3.

  1. Hear from the experts on industry hot topics

You’ll have the opportunity to hear compliance professionals discuss industry hot topics during panel discussions and lecture sessions as well as participate in peer groups to learn more about best practices and how peers are facing the challenges these issues present.

  1. It’s not for you, it’s for your clients

As an investment adviser representative you have a fiduciary duty to your clients and must always act in their best interest. Our 2019 Investment Adviser Compliance Conference is designed to help make you aware of how you can effectively execute a compliance program to help you do what is right for your clients.

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