IARD Replacing System for a Registered Investment Advisor to Fund IARD/CRD Daily Account

April 19, 2013

Effective March 18, 2013, the IARD/CRD system implemented an E-Bill system for registered investment advisor firms to fund their FINRA Flex-Funding Account (CRD/IARD Daily Account). See the Account Payment Methods and Addresses section in the IARD public site for detailed information. Investment advisor firms may continue to use the existing Web CRD/IARD E-Pay system to make electronic (ACH) payments to their Daily Account until June 17, 2013, when the Web CRD/IARD E-Pay link will be replaced by a link to E-Bill.

Posted by Bryan Hill
Labels: FINRA, How to become an RIA, How to Become RIA, IARD, Renewals