Investment Adviser Representatives with a Continuing Education requirement for 2025 must complete their Investment Adviser Representative Continuing Education (IAR CE) courses before 4:00 PM Eastern Time on Friday, December 26, 2025. This deadline coincides with the FINRA system shutdown.
Tag Archives: IAR CE
New WSP/CoE Section Update – IAR CE
May 19, 2022
RIA Compliance Consultants has released a new WSP/CoE section update, IAR CE. This is a sample investment adviser compliance manual section related to the investment adviser representative continuing education (“IAR CE”) requirements of certain state securities regulators.
Michigan Proposes IAR Continuing Education Rule for 2023
February 22, 2022
The State of Michigan has announced that it expects to soon finalize its investment adviser representative continuing education (“IAR CE”) rule for 2023.
