If your investment adviser firm is required to file Form 13F, please be aware that your firm is also required (subject to certain exceptions) by the U.S. Securities and Exchange Commisson (“SEC”) to file an annual report on Form N-PX each year. The deadline to file Form N-PX is August 31.
Tag Archives: Form N-PX
If your investment adviser firm submits filings such as 13F, N‑PX, or 13H, you must enroll in EDGAR Next by September 12, 2025 to avoid disruption. The U.S. Securities and Exchange Commission (“SEC”) will replace legacy CIK/CCC and passphrase authentication with Login.gov individual accounts and multifactor authentication.
