Solicitor
Showing all 6 results
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Bank – Referral Arrangement Disclosure Statement to Client
$250.00 Add to cart -
Recorded Webinar : Conducting an Annual Compliance Review – Session 6 – Utilizing Solicitors, Serving as a Solicitor, and Service Providers
$69.95 Add to cart -
Recorded Webinar : Establishing and Supervising Solicitor Arrangements
$69.95 Add to cart -
SEC’s New Marketing Rule – Session 1 – Advertising
$69.95 Add to cart -
SEC’s New Marketing Rule – Session 2 – Solicitations
$69.95 Add to cart -
SEC’s New Marketing Rule – Session 3 – Updating Solicitor Arrangements under SEC’s New Marketing Rule
$69.95 Add to cart
