Client Letter - Assignment/Change of Ownership - Rep Starting New Firm, Dual IAR Registration During Transition, 60 Days’ Notice and Authorization to Release Client Information | $250.00 | |
Licensing - Dual IAR Registration - Letter to Licensing Dept of State Regulator | $150.00 | |
Recorded Webinar: Bringing On Investment Adviser Reps | $69.95 | |
Rep - IAR Annual Questionnaire | $200.00 | |
Rep - Prospective Rep Checklist - Compliance Issues | $200.00 | |
Rep – Diminished Capacity of IAR | $175.00 | |
Rep Term - Setting Up New RIA Before Termination | $300.00 | |