Investment Adviser Representative

Client Letter - Assignment/Change of Ownership - Rep Starting New Firm, Dual IAR Registration During Transition, 60 Days’ Notice and Authorization to Release Client Information$250.00
Licensing - Dual IAR Registration - Letter to Licensing Dept of State Regulator$150.00
Recorded Webinar: Bringing On Investment Adviser Reps$69.95
Rep – Diminished Capacity of IAR$175.00
Rep Term - Setting Up New RIA Before Termination$300.00