Assignment/Change of Ownership

NamePriceBuy
ADV-W – Full Withdrawal of Investment Adviser Registration - Checklist$150.00
Advertising – Assignment/Buy-Sell/Succession$125.00
Assignment/Change of Ownership - Client Letter - Confirmation of New Owner After 60 Day Notice with 45 Day Rescission - No Response$200.00
Client Letter - Assignment/Change of Ownership - Assignment of Client Agreement to New Firm (Started by Reps at Old Firm)-No Response$200.00
Client Letter - Assignment/Change of Ownership - Change of Controlling Ownership - Client Written Response Required$200.00
Client Letter - Assignment/Change of Ownership - Confirmation of Assignment of Advisory Agreement after Initial 60 Day Notice$100.00
Client Letter - Assignment/Change of Ownership - Confirmation of New Owner After 60 Day Notice$200.00
Client Letter - Assignment/Change of Ownership - Death of Former Owner - New Owner - No Response Consent$200.00
Client Letter - Assignment/Change of Ownership - Internal Sale - 60 Day Notice - No Response Consent$200.00
Client Letter - Assignment/Change of Ownership - Rep Starting New Firm, Dual IAR Registration During Transition, 60 Days’ Notice and Authorization to Release Client Information$250.00