Client Letter - Assignment/Change of Ownership - Rep Starting New Firm, Dual IAR Registration During Transition, 60 Days’ Notice and Authorization to Release Client Information$250.00
Licensing - Dual IAR Registration - Letter to Licensing Dept of State Regulator$150.00
Licensing IARs under New York’s New Requirements$69.95
Recorded Webinar: Bringing On Investment Adviser Reps$69.95
Rep - Recruiting - New Firm Recommending Prospect Retain Attorney Before Affiliating$100.00