Client Letter - Assignment/Change of Ownership - Rep Starting New Firm, Dual IAR Registration During Transition, 60 Days’ Notice and Authorization to Release Client Information | $250.00 | |
Licensing - Dual IAR Registration - Letter to Licensing Dept of State Regulator | $150.00 | |
Licensing IARs under New York’s New Requirements | $69.95 | |
Recorded Webinar: Bringing On Investment Adviser Reps | $69.95 | |
Rep - Recruiting - New Firm Recommending Prospect Retain Attorney Before Affiliating | $100.00 | |