Advertising

Name	Price	Buy
Advertising - Accessibility - Best Practices Checklist	$0.00	Advertising - Accessibility - Best Practices Checklist quantity
Advertising - Book Disclosures	$200.00	Advertising - Book Disclosures quantity
Advertising - Business Card Checklist & Footers for Emails and Letterhead/Stationery	$175.00	Advertising - Business Card Checklist & Footers for Emails and Letterhead/Stationery quantity
Advertising - Case Studies - Guiding Principles	$225.00	Advertising - Case Studies - Guiding Principles quantity
Advertising - Checklist for Common Compliance Issues with Non-Performance Advertising	$75.00	Advertising - Checklist for Common Compliance Issues with Non-Performance Advertising quantity
Advertising - Compliance Review Spreadsheet	$35.00	Advertising - Compliance Review Spreadsheet quantity
Advertising - D/B/A Name Guidance	$150.00	Advertising - D/B/A Name Guidance quantity
Advertising - Endorser (Affiliated) - Disclosure Statement	$200.00	Advertising - Endorser (Affiliated) - Disclosure Statement quantity
Advertising - Endorser (Unaffiliated) - Disclosure Statement	$200.00	Advertising - Endorser (Unaffiliated) - Disclosure Statement quantity
Advertising - Professional Designation Reporting Form	$150.00	Advertising - Professional Designation Reporting Form quantity
Advertising - Radio, Podcast & Broadcast Over Social Media – Best Practices	$150.00	Advertising - Radio, Podcast & Broadcast Over Social Media – Best Practices quantity
Advertising - Report Showing Past Performance of Recommended Funds - Disclosure	$125.00	Advertising - Report Showing Past Performance of Recommended Funds - Disclosure quantity
Advertising - Review Form	$35.00	Advertising - Review Form quantity
Advertising - Seminar Presentation Disclosures	$250.00	Advertising - Seminar Presentation Disclosures quantity
Advertising - Social Media Review-Approval Form	$75.00	Advertising - Social Media Review-Approval Form quantity
Advertising - Social Media/Email - Dirty Word List for Surveillance	$150.00	Advertising - Social Media/Email - Dirty Word List for Surveillance quantity
Advertising - Social Medial Post Disclosure	$50.00	Advertising - Social Medial Post Disclosure quantity
Advertising - Testimonial/Endorsement (No Compensation) Authorization	$200.00	Advertising - Testimonial/Endorsement (No Compensation) Authorization quantity
Advertising – Assignment/Buy-Sell/Succession	$125.00	Advertising – Assignment/Buy-Sell/Succession quantity
Bank - Advertising and Communication Checklist	$150.00	Bank - Advertising and Communication Checklist quantity
Preparing for Compliance with SEC's New Marketing Rule	$69.95	Preparing for Compliance with SEC's New Marketing Rule quantity
Recorded Webinar : Compliance Requirements for Investment Adviser Advertising	$69.95	Recorded Webinar : Compliance Requirements for Investment Adviser Advertising quantity
Recorded Webinar : Compliance Requirements for Investment Adviser Advertising and Marketing	$69.95	Recorded Webinar : Compliance Requirements for Investment Adviser Advertising and Marketing quantity
Recorded Webinar : Conducting an Annual Compliance Review – Session 5 –Advertising and Social Media	$69.95	Recorded Webinar : Conducting an Annual Compliance Review – Session 5 –Advertising and Social Media quantity
Recorded Webinar : Performance Advertising for Investment Advisers	$69.95	Recorded Webinar : Performance Advertising for Investment Advisers quantity
Recorded Webinar : SEC Requirements for Performance Advertising	$69.95	Recorded Webinar : SEC Requirements for Performance Advertising quantity
Rep - Prospective Rep Checklist - Compliance Issues	$200.00	Rep - Prospective Rep Checklist - Compliance Issues quantity
SEC's New Marketing Rule - Session 1 - Advertising	$69.95	SEC's New Marketing Rule - Session 1 - Advertising quantity
SEC's New Marketing Rule - Session 2 - Solicitations	$69.95	SEC's New Marketing Rule - Session 2 - Solicitations quantity