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Form ADV Part 3 – Compliance Review Module
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Self-Customized, Regulator Specific Compliance Manual (SEC Registered Investment Advisor) via RIA Express
$995.00 Add to cart
Self-Customized, Regulator Specific Manual (State Registered Investment Advisor) via RIA Express
$795.00 Add to cart

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*RIA Compliance Consultants, Inc. (“RCC”) is not a law firm and does not provide legal services. A compliance consulting relationship with RCC is not provided those legal and professional protections that normally exist under an attorney-client relationship. For more information, please visit our Disclosures webpage.

The determination to use a third-party compliance services provider is an important decision and should not be based solely upon advertisements or self-proclaimed expertise. A description or indication of limitation of our compliance services does not mean that an agency or board has certified RCC as a specialist or expert in investment advisor compliance. All potential clients are urged to make their own independent investigation and evaluation of RCC.

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