From Wednesday, August 22 to Thursday, August 23, 2018, RIA Compliance Consultants will host its second Investment Adviser Conference at the Scott Conference Center, at 6450 Pine Street, Omaha, NE 68106.
Day 1 will feature a half-day CCO training session with separate tracks for both new and advanced CCO’s. Day 2 will be a full day conference. To learn more or to register for this conference, please click here.
Thursday, August 24, 2017, RIA Compliance Consultants hosted its first Investment Adviser Conference at The 1415 Meeting Space at 1415 Harney Street, Omaha, NE 68102. Click to see Conference Agenda.
For $95 you can access 6 of our conference presentations. These 6 presentations are: Creating a Compliance Calendar, Changes to the Form ADV, SEC Exam Regulatory Findings, SEC Enforcement Actions, and Cybersecurity Policies and Procedures, and DoL Fiduciary Rule Updates.