The IARD Renewal Service assists an investment adviser with the year-end state renewal process. It helps the investment adviser firm to remain properly registered or notice filed. It also assists with keeping investment adviser representatives properly licensed. We notify the investment adviser of important dates and provide reminders throughout the renewal period. Additionally, we retrieve reports from the IARD/CRD system and provide the to the RIA to assist with the renewal process. We will monitor the investment adviser’s renewal account to verify that the funding of the account in a timely manner. We will provide reminders until we verify that you funded the account. Please click the following link to learn more about the IARD’s 2021 Renewal Program https://www.iard.com/renewal-program.
The ADV Annual Amendment Service provided by RIA Compliance Consultants assists an investment adviser with preparing and filing through the IARD system the Form ADV Part 1 annual amendment that an investment adviser must file within 90 days of the investment adviser’s fiscal year end.
Before submitting the online payment for this service you will be prompted to execute an electronic contract. Once we have received your executed agreement along with your online payment, we will email you instructions on how to provide RIA Compliance Consultants with user access to your IARD/Web CRD Account. This will allow us to prepare and submit documents on your behalf.
Watch our webinar to get expert advice for drafting your Form ADV Annual Updating Amendment. Want even more expert help? Sign up for our 2021 Form ADV Annual Amendment services. Click here to sign up.
*Advisers managing private funds may be charged additional fees. If you manage a private fund and are an existing client, you should contact your consultant to discuss the price prior to engaging RIA Compliance Consultants for this service. New clients can click here to schedule a time for someone to call you to discuss pricing or contact Tammy Emsick at (877) 345-4034 Ext. 102.