Free Compliance Webinar – Compliance Tips for COVID-19 and Volatile Market

March 24, 2020

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In an effort to try to assist investment adviser firms dealing with COVID-19, RIA Compliance Consultants is hosting a free webinar, “Compliance Tips for COVID-19 and Volatile Market,” on Thursday, March 26 at 12:00 PM CT. During this free webinar RIA Compliance Consultants’ President, Bryan Hill, will discuss Compliance Issues with COVID-19 and volatile markets including privacy policies, succession planning, suitability, and business continuity planning. To register for this webinar please click the following link

Posted by RCC
Labels: COVID-19