Upcoming Webinars – SEC Exam Priorities and How to Report Elder Abuse

January 16, 2020

RIA Compliance Consultants is offering two investment advisor compliance webinars in January.  On Thursday, January 16, 2020, Bryan Hill, the president of RCC hosted, “SEC’s 2020 Exam Priorities for Investment Advisers,” A recording of this one our webinar can be purchased through the following link “SEC’s 2020 Exam Priorities for Investment Advisers”

On Wednesday, January 22, 2020 from 12:00 to 1:00 p.m. Central,  RCC will present, “How to Report Elder Abuse to Adult Protective Services,” with guest speakers, Claire McHenry, the Deputy Director for the Bureau of Securities from the Nebraska Department of Banking and Finance, and Toni Bonsera, a Program Specialist from the State of Nebraska’s Adult Protective Services and Child Protective Services. We are excited to present you with this panel of experts. Click here the following link to reserve a complimentary seat for this webinar.

Posted by Grant Parr
Labels: SEC, SEC Inspection, Seniors