Form ADV Annual Updating Amendments

November 28, 2012

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As the IARD renewal process begins to wrap up, most registered investment advisors should also be preparing for the filing of the annual Form ADV updating amendment. Investment advisors registered with the U.S. Securities and Exchange Commission (“SEC”) and state registered advisors must file a Form ADV Annual Amendment within 90 days of the investment advisor’s fiscal year.

RIA Compliance Consultants can help your investment advisor file its Form ADV Annual Amendment for only $295.

If your investment advisor would like additional information in regards to RIA Compliance Consultants annual amendment services and you are a prospective client, please click here to schedule a time to speak to one of our Senior Compliance Consultants regarding our services.  If you are an existing client of RIA Compliance Consultants, you should contact your consultant directly to discuss how your consultant can assist you. If your investment advisor would like to purchase RIA Compliance Consultant’s Form ADV Annual Amendment Service, please click here to execute an engagement for services.

Posted by Bryan Hill
Labels: Annual Amendment, Form ADV