SEC Rule Release Explaining Switch for Mid-Sized Investment Advisers

June 23, 2011

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The U.S. Securities and Exchange Commission (“SEC”) posted a link to the new rule release explaining the “switch” for mid-sized investment advisers ($25 million – $100 million of assets under management) from the SEC to state securities regulators. Click here to view the details of the switch.

Posted by Bryan Hill
Labels: SEC, Switch from SEC to State