If your firm is required to file the Form 13F with the U.S. Securities and Exchange Commission (“SEC”), are you prepared to file your first Form SH via EDGAR by September 29, 2008 pursuant to the SEC’s emergency order issued last week?
If you are not ready to file your Form SH, please take this opportunity to better understand the details of the SEC’s emergency order issued last week regarding the reporting of short sales by 13F filers by purchasing a seat to our webinar, “Complying with SEC’s Emergency Order Requiring 13F Filers to Report Short Sales by September 29, 2008,” on Wednesday, September 24, 2008 from 12:00 p.m. to 1:00 p.m. CST.
In order to participate in this one-hour webinar on Wednesday, September 24, 2008, you will need to purchase a seat by paying a registration fee of $60 to RIA Compliance Consultants. You can start the registration process by clicking here. Please contact Annie Dilocker with RIA Compliance Consultants at 877-345-4034 in order to process your credit card payment for the registration fee.
Title: Complying with SEC’s Emergency Order Requiring 13F Filers to Report Short Sales by September 29, 2008
Date: Wednesday, September 24, 2008
Time: 12:00 PM – 1:00 PM CDT
Registration Fee: Sixty Dollars ($60)
PC-Based Attendees Require Windows® 2000, XP Home, XP Pro, 2003 Server, or Vista
Macintosh®-Based Attendees Require Mac OS®
Posted by Bryan Hill
Labels: Form 13F