Riding the SEC Regulatory Wave in 2024 – Slides

Take the opportunity to nail this regulatory wave and avoid washing out by downloading our complimentary slides from our course: “Riding the Regulatory Wave: Navigating the Potential 2024 Surge for SEC Registered Investment Advisers” presented on October 26, 2023. During this course, Bryan Hill and Jarrod James of RIA Compliance Consultants, Inc. discussed five new rules approved by the SEC during the few months, and six proposed rules which are applicable to investment advisers and currently under consideration by the SEC.

For your convenience, you can download a complimentary copy of the webinar slides: Riding SEC Regulatory Wave.10.26.2023

Disclosure: This post and the slides are for general educational purposes only and should not be considered advice to the reader. A client relationship is not created by merely reading this post and/or slides. For additional information or specific guidance, the reader should consult with his or her compliance professional for advice tailored to the reader’s specific circumstances. The contents of this post and slides may become dated, and RIA Compliance Consultants, Inc. will not necessarily provide an update to the slides.