Autumn Lehn – Compliance Analyst

Autumn Lehn serves as a Compliance Analyst for RIA Compliance Consultants, Inc. She assists the Senior Compliance Consultants with day-to-day operations, including but is not limited to, document drafting, annual amendments, submission of regulatory documents, and client communications.

Autumn has 15 years’ experience in the financial services industry both in Compliance and Supervision roles. Her duties included employee on-boarding and training; filings for the U.S. Securities and Exchange Commission, FINRA, MSRB and state regulators; handled firm insurance licensing, insurance renewals and insurance continuing education; books and records retention and storage; WSP policy updates, management and dissemination; conducted internal audits of the firms policies and procedures; and many other tasks for the broker dealer, the registered investment adviser, and the retirement plans business units.

Autumn graduated from the University of Nebraska at Lincoln with a Bachelor of Arts degree in Elementary Education.

In her free time she enjoys spending time with her husband and 4 daughters.