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Last Day in CY23 to Make IARD/CRD Filing

December 26

The last day to submit registration filings (via IARD/CRD systems) prior to year-end is Tuesday, December 26, 2023. After 6:00 p.m. ET, IARD/CRD systems are unavailable.


General Disclosure:

The information contained in this sample calendar event is general in nature intended for educational purposes only and is not intended to be a comprehensive analysis of this topic. Securities regulations and corresponding deadlines are subject to change, and this calendar event may not reflect the most current requirements.  This calendar event is not intended to constitute compliance consulting advice or apply to any particular investment adviser firm’s specific situation. Please consult the applicable securities regulator’s rules and published guidance for more details and the most current requirements about the topics referenced above.


December 26
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