Investment Adviser Conference

Thursday, August 24, 2017, RIA Compliance Consultants hosted its first Investment Adviser Conference at The 1415 Meeting Space at 1415 Harney Street, Omaha, NE  68102. Click to see Conference Agenda.

For $95 you can access  6 of our conference presentations. These 6 presentations are: Creating a Compliance Calendar, Changes to the Form ADV, SEC Exam Regulatory Findings, SEC Enforcement Actions, and Cybersecurity Policies and Procedures, and DoL Fiduciary Rule Updates.

Purchase access here.