What’s New – June 2018

• Recorded Webinar – Highlights from the April 2018 SEC Compliance Outreach Program National Seminar
• Upcoming Webinar – Investment Advisory Fees and Other Expenses
• Sample Form – Fee Audit Spreadsheet – Internally Calculated Asset-Based Investment Adviser Fees
• Sample Form – Social Media/Email – Dirty Word List for Surveillance 
• Sample Form – Advertising – Website Terms, Conditions & Disclosures
• Cybersecurity – Phishing Email – Letter Notifying Client
• Conference Registration –  Investment Adviser Compliance Conference