What’s New – April 2018

• About Us
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  • Bryan Hill – President
  • Jarrod James – Vice President
  • Tammy Emsick – Senior Compliance Consultant
  • Tom Zielinski – Senior Compliance Consultant
  • Teresa O’Grady – Compliance Consultant
  • Kaylee Engel – Compliance Consultant
  • Grant Parr – Marketing & Digital Coordinator
  • Melanie Howard – Compliance Analyst
  • Amanda Erwin – Business Development Coordinator
  • Tyler Bolden – Marketing Intern
  • Vivian Parr – Marketing Intern
• Our Services
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  • 2018 Form ADV Annual Amendment
  • Turn-Key Investment Advisor Registration Service
  • Annual Compliance Programs
  • Switch an Investment Adviser from SEC to State
  • Code of Ethics
  • Investment Adviser Conference
  • 2018 Investment Adviser Compliance Conference Registration
  • What’s New?
• Compliance Tools
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  • RIA Express
  • Upcoming Webinars
  • Recorded Webinars
  • Written Supervisory Procedures
  • Sample Forms
  • Online Store
• Blog
• FAQ
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  • Investment Advisor Registration
  • Registration Cost
  • Series 65 Examination
  • Form U4
  • Private Fund Advisers
  • Form PF
  • Switch from SEC to State Securities Regulators
  • Solicitor Referral Arrangements
  • Written Supervisory Procedures
  • Code of Ethics
  • Wrap-Fee Brochures
  • Form 13F
• Compliance Tips
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  • Registering as a State Investment Advisor
  • Form ADV Background Information
  • Form ADV Drafting Tips
  • SEC Examination Tips
• Contact Us
• Online Subscription Account