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NASAA Publishes Handbook for Prospective IAR CE Content Providers
Legislative Proposals in Response to Archegos Capital Meltdown – Changes to 13(f) Filings, Limit Family Office Exemption and Prohibit Order Flow Payments
Nebraska Enacts Law Giving Investment Advisers Ability to Protect Seniors and Vulnerable Adults from Financial Exploitation
Scholarship for our 2021 RIA Compliance Connection Compliance Conference