About Us
Bryan Hill – President
Jarrod James – Vice President
Tammy Emsick – Senior Compliance Consultant
Teresa O’Grady – Senior Compliance Consultant
Tom Zielinski – Senior Compliance Consultant
Kaylee Engel – Compliance Consultant
Colin Hill – Compliance Consultant
Grant Parr – Marketing & Digital Coordinator
Melanie Howard – Compliance Analyst
Amanda Erwin – Business Development Coordinator
Tyler Bolden – Marketing Intern
Vivian Parr – Marketing Intern
Our Services
2019 Form ADV Annual Amendment
Turn-Key Investment Advisor Registration Service
Annual Compliance Programs
Switch an Investment Adviser from SEC to State
Code of Ethics
Investment Adviser Conference
2018 Investment Adviser Compliance Conference Registration
What’s New?
Compliance Tools
RIA Express
Upcoming Webinars
Recorded Webinars
Written Supervisory Procedures
Sample Forms
Online Store
Blog
FAQ
Investment Advisor Registration
Registration Cost
Series 65 Examination
Form U4
Private Fund Advisers
Form PF
Switch from SEC to State Securities Regulators
Solicitor Referral Arrangements
Written Supervisory Procedures
Code of Ethics
Wrap-Fee Brochures
Form 13F
Compliance Tips
Registering as a State Investment Advisor
Form ADV Background Information
Form ADV Drafting Tips
SEC Examination Tips
Contact Us
Online Subscription Account
Thank You!
Look out for more information about out upcoming conference in the weeks ahead!