Investment Adviser Compliance Webinars: Understanding the New ADV Part 2

Time: 70 minutes

Description: Originally recorded on October 21, 2010, by RIA Compliance Consultants for new and existing investment advisor firms.

During this webinar, RIA Compliance Consultants discusses the SEC’s new Form ADV Part 2, which investment advisors are required to provide to their clients and prospective clients. Our consultants highlight the changes relating to the format, the additional disclosure requirements, and filing requirements. Additionally, we address the timeline for the implementation and filing of this document.