Form ADV Annual Amendment Only Service (ERA)

$475.00

The ADV Annual Amendment Only Service (ERA) provided by RIA Compliance Consultants is to assist an investment adviser which is an exempt reporting adviser (“ERA”) with preparing and filing through the IARD system the Form ADV Part 1 annual amendment that an investment adviser must file within 90 days of the investment adviser’s fiscal year end.

If you have more than 10 private funds or pooled investment vehicles, please email our Business Development Team at bizdevteam@ria-compliance-consultants.com.

Description

The ADV Annual Amendment Only Service (ERA) provided by RIA Compliance Consultants is to assist an investment adviser which is an exempt reporting adviser (“ERA”), with preparing and filing through the IARD system the Form ADV Part 1 annual amendment that an investment adviser must file within 90 days of the investment adviser’s fiscal year end.

The fee for this service is $475 plus an additional $100 for each additional private fund or pooled investment vehicle sponsored or managed by client as an Exempt Reporting Adviser already disclosed on Form ADV Part 1A, or an additional $250 if such fund needs to be entered into the Form ADV Part 1A. The first private fund or pooled investment vehicle which is already disclosed on the Form ADV Part 1A is included in the fixed fee. There is a separate charge of $225 if client is located in a state which charges an ERA renewal fee.

Before submitting payment for this service, you will be prompted to execute an electronic contract. Once we have received your executed agreement along with your online payment, we will email you instructions on how to provide RIA Compliance Consultants with user access to your IARD / Web CRD Account. This will allow us to prepare and submit documents on your behalf.

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