2023 IARD Renewal Service and Form ADV Annual Amendment Package (Exempt Reporting Adviser)

$725.00

The ADV Annual Amendment Service provided by RIA Compliance Consultants is to assist an investment adviser which is an ERA with preparing and filing through the IARD system the Form ADV Part 1 annual amendment that an investment adviser must file within 90 days of the investment adviser’s fiscal year end.

If you have more than 10 private funds or pooled investment vehicles, please email our Business Development Team at bizdevteam@ria-compliance-consultants.com.

Description

The ADV Annual Amendment Service provided by RIA Compliance Consultants is to assist an investment adviser which is an Exempt Reporting Adviser (“ERA”) with preparing and filing through the IARD system the Form ADV Part 1 annual amendment that an investment adviser must file within 90 days of the investment adviser’s fiscal year end.

The fee for this service is $725 plus an extra $100 for each additional private fund or pooled investment vehicle, already disclosed on the Form ADV Part 1A; and $250 for each new private fund or pooled investment vehicle, not already disclosed on the Form ADV Part 1A. The first fund is part of the fixed fee. There is a separate charge of $225 if client is located in a state which charges an ERA renewal fee.

Before submitting payment for this service, you will be prompted to execute an electronic contract. Once we have received your executed agreement along with your online payment, we will email you instructions on how to provide RIA Compliance Consultants with user access to your IARD / Web CRD Account. This will allow us to prepare and submit documents on your behalf.

Delivery and Engagement

Before submitting the online payment for this service you will be prompted to execute an electronic contract. (If you would like to view or execute this electronic engagement now, please click here). Once we have received your executed agreement along with your online payment, we will email you instructions on how to provide RIA Compliance Consultants with user access to your IARD/Web CRD Account. This will allow us to prepare and submit documents on your behalf.

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