The ADV Annual Amendment Service provided by RIA Compliance Consultants is to assist an investment adviser with preparing and filing through the IARD system the Form ADV Part 1 annual amendment that an investment adviser must file within 90 days of the investment adviser’s fiscal year end.
This ADV Annual Amendment Service is not intended for an investment adviser firm which manages private fund(s) or is an exempt reporting adviser. If your investment adviser firm manages a private fund and is seeking assistance with its Form ADV Annual Amendment, please use the following shopping cart item: 2022 Form ADV Annual Amendment Service (Managing Private Fund). Similarly, if your investment adviser firm is an exempt reporting adviser and is seeking assistance with the Form ADV Annual Amendment, please use the following shopping cart item: 2022 Form ADV Annual Amendment Service (Exempt Reporting Adviser).
After receiving the online payment for this service, we will send you an email requesting that you execute an electronic contract. Once we have received your executed agreement along with your online payment, we will email you instructions on how to provide RIA Compliance Consultants with user access to your IARD / Web CRD Account. This will allow us to prepare and submit documents on your behalf.