2020 RIA Compliance Connection

  • Overview
    • August 26 & 27, 2020

      Join RIA Compliance Consultants on Wednesday, August 26 and Thursday, August 27, 2020 for our Investment Adviser Compliance Conference.

      Due to the COVID-19 pandemic, the conference will be available virtually through Zoom.com and there is not an in-person attendance option like past years.

      Despite no in-person attendance option, the online conference will be structured to promote peer-to-peer networking and sharing through online breakout group over Zoom.com. RIA Compliance Consultants recommends that you access the online conference through a device with a video camera so you have the option of letting others see you, but that is not a requirement.

      who attends

      Conference attendees have included:

      • Chief Compliance Officers /General Counsels
      • Managing Directors /Operations Officers
      • Leaders of State & SEC Registered RIAs
  • Register Now
    • To register please click here!

  • Agenda and Speakers
    • speakers

  • Scholarship for College Students
    • RIA Compliance Consultants will be awarding up to three scholarships to undergraduate or graduate students, who have demonstrated interest in compliance, personal finance or investment management, for purposes of attending the 2020 RIA Compliance Connection, an investment adviser compliance conference sponsored by RIA Compliance Consultants, Inc.

      Please visit the following link to learn more https://www.ria-compliance-consultants.com/conference/scholarship.