2020 RIA Compliance Connection

  • Overview
    • August 26 & 27, 2020

      Come to Omaha, which, honestly, “it’s not for everyone,” but a great place for compliance education, training, and peer interactions.

      Join RIA Compliance Consultants for our 2020 RIA Compliance Connection Conference where our compliance consultants will address how investment adviser firms can successfully navigate the regulatory maze and adopt appropriate procedures for their compliance programs.

      who attends

      Conference attendees have included:

      • Chief Compliance Officers /General Counsels
      • Managing Directors /Operations Officers
      • Leaders of State & SEC Registered RIAs
  • Register Now
    • To register please click here to purchase your seat!

  • Venue
    • Scott Conference Center

      Address6450 Pine St, Omaha, NE 68106

      B2B Omaha’s Best Business Conference Center 2011-2017

      Nearest Airport: Omaha Airport, Eppley Airfield (OMA)

  • Agenda and Speakers
    • speakers

  • LiveStream
    • Can’t make it to Omaha for our 2020 Investment Adviser Compliance Conference? Breathe easier. RIA Compliance Consultants will live stream each session from Thursday, August 27, 2020.

      You will be able to submit questions that our consultants will answer during the General Compliance Q&A Session.

  • Hotels
    • Courtyard by Marriott – 1625 South 67th Street, Omaha, NE 68106, (402-951-4300), is one block from the Scott Conference.

      • Rate: $129/Night
      • Booking Link:https://www.marriott.com/hotels/hotel-rooms/omawt-courtyard-omaha-aksarben-village/
      • Website rates will reflect higher than the discount rate.  When booking online, you will need to call the Courtyard by Marriott directly at 402-951-4300 and let them know you are attending a conference at the Scott Conference Center in order to reserve your room at the discounted rate of $129/night.  Reserved rooms are not held under RIA Compliance Consultants.
      • No Hotel Shuttle
      • Breakfast Options Available (Additional Charge)
      • Free WIFI

      The Hampton Inn – Aksarben – 1401 South 72nd Street, Omaha, Nebraska, 68124, (866-238-4218), is approximately ¾ of a mile from the Scott Conference Center.

      Hilton Garden Inn – 6737 Frances Street, Omaha, NE 68106 (402-334-4441), is approximately 3 blocks from the Scott Conference Center.

  • Aksarben Village
  • Photos of Last Year's Conference
  • Scholarship for College Students
    • RIA Compliance Consultants will be awarding up to three scholarships to undergraduate or graduate students, who have demonstrated interest in compliance, personal finance or investment management, for purposes of attending the 2020 RIA Compliance Connection, an investment adviser compliance conference sponsored by RIA Compliance Consultants, Inc.  RIA Compliance Connection will be held on Wednesday, August 26 and Thursday, August 27, 2020 at the Scott Conference Center on the Aksarben campus of University of Nebraska-Omaha.

      Please visit the following link to learn more https://www.ria-compliance-consultants.com/conference/scholarship.