Complimentary Webinar:
Understanding the New ADV Part 2

RIA Compliance Consultants is offering a complimentary webinar, "Understanding the New ADV Part 2" for new and existing investment advisor firms. During this webinar, RIA Compliance Consultants will discuss the SEC’s new Form ADV Part 2, which investment advisors are required to provide to their clients and prospective clients. Our consultants will highlight the changes relating to the format, the additional disclosure requirements, and filing requirements. Additionally, we will address the timeline for the implementation and filing of this document.

Register now for this complimentary webinar so you can start planning for your new investment advisor firm.

Dates: 1/20/2011

Time: Our investment adviser compliance webinars are generally scheduled to last one-hour from 12:00 p.m. to 1:00 p.m. Central Time on the topics and dates listed above.

Technical Requirements:  In order to participate, you must have access to a telephone and an Internet browser. PC-based participants will need Windows® 2000, XP Home, XP Pro, 2003 Server, or Vista. Macintosh®-based attendees will need Mac OS®.

Continuing Education Credits: Certain live webinar sessions may be eligible for continuing education credits of certain professional organizations. An attendee seeking CE credit for an upcoming live webinar session must contact RIA Compliance Consultants at least two weeks in advance of the live webinar session date to request that the webinar be submitted for CE credit to the professional organization, and the webinar attendee will be required to pay in advance the CE submission/review fee charged by the professional organization.

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